Job Description

LHH is seeking a Licensed Assistant for our client in the Wealth Investment industry that will support Financial Advisors by providing proactive assistance, following established guidelines and procedures. They play a key role in maintaining and strengthening team and client relationships. The role is onsite Monday-Friday in Albuquerque, NM.

Essential Duties and Responsibilities:

• Interact professionally with prospects, clients, and retirement plan participants.
• Respond to inquiries and filter tasks for Financial Advisors.
• Process trades and handle securities transactions.
• Research client, regulatory, and investment information.
• Open, close, update, and maintain accounts.
• Prepare office documents and maintain accurate client information.
• Assist with meetings, events, and campaigns.
• Manage multiple tasks and priorities efficiently.
• Perform general office maintenance and attend company functions outside normal hours.

Qualifications:

• Knowledge of securities industry practices and procedures.
• Experience with custodians like Raymond James Financial Services.
• Proficient in using software for reports, spreadsheets, and databases.
• Highly organized and able to manage detailed tasks.
• Effective communication skills, both oral and written.
• Understanding of financial planning concepts and regulations.
• Self-starter with the ability to work independently.

Job Requirements:

• Minimum of 2 years of experience in the financial services industry.
• Must have Series 7 License (or obtain within 6 months of hiring) OR Series 63 and Series 6.
• Bachelor’s degree or associate Degree with relevant experience, or a combination of experience, education, and training.
• Bilingual fluency in English and Spanish is a plus.

This role has excellent benefits including Medical, Dental, Vision, 401k, PTO and much more!

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