Job Description

This is a summary outline of the responsibilities the Associate Financial Advisor initially requires. This description may be modified as necessary. 

We are an independent, relationship-focused financial planning firm providing comprehensive wealth management and retirement income planning for a diverse client base.

Role Description

The Associate Financial Advisor will be responsible for individual clients' financial planning, retirement planning, investment management, and financial advisory services. Duties and responsibilities could include:

• Supporting the Senior Financial Advisors with analysis, client service and technical assistance
• Meeting independently with clients to discuss their plan and investments
• Attending client meetings and taking extensive notes with the Senior Financial Advisors
• Analyzing client information and preparing reports and presentations
• Entering information into financial planning software and preparing draft plans
• Analyzing asset allocation and generating rebalancing trades
• Researching products, product pricing and contacting carriers for information
• Researching investment managers and investment services and their pricing
• Interfacing with the broker-dealer or custodian to obtain information, account data and convey service requests
• Setting up and retrieving reports in the portfolio management system
• Assisting in generating performance reports.

Qualifications

• Minimum of 5 years experience in the financial services industry
• FINRA Series 7 and 66
• Bachelor's degree in Finance, Economics, Business, or a related field
• Financial Planning and Retirement Planning skills
• Finance and Investment knowledge
• Experience in providing Financial Advisory services
• Strong analytical and problem-solving skills
• Excellent interpersonal and communication skills
• Ability to work well in a team environment

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